Compliance Officer Job at Russell Investments, Seattle, WA

dmQ5V0s5ZXpvUDk1N0prVENsMWsvYTJYZnc9PQ==
  • Russell Investments
  • Seattle, WA

Job Description

Overview Business Unit:Compliance, Risk and Internal Audit Salary Range:$90,000 USD - $110,000 USD Specific compensation will be based on candidate’s experience, skills, qualifications,commercial considerations, and other job-related factors permitted by law. At RussellInvestments, salary is just one part of our compensation package. Our total rewardsapproach includes an annual performance bonus (subject to eligibility criteria) in addition toparticipation in our competitive benefits programs including healthcare, retirement, vacation,and wellbeing programs. Location: Seattle or NYC Responsibilities Assist in the pillars of an effective Compliance Program for the U.S. Advisers – policies and procedures, training, governance, testing and monitoring. Assist in regulatory filings and annual compliance reports. Participate in regulatory development assessments and implementation. Assist in the review, documentation and testing of policies and procedures under the various compliance programs. Assist in issue documentation and reporting under internal risk management controls. Build and maintain relationships within the compliance team as well as across the organization. These relationships will be key in establishing a foundation of trust and engagement. Qualifications Knowledge regarding investment adviser and asset management operations. A strong educational background including an undergraduate degree or relevant experience; requires at least 2 years of relevant experience working in legal, compliance, risk management, or operational risk related role. At least 2 years at a financial institution is preferred. Strong writing skills Strong interpersonal, oral, and written communication and collaboration skills with all levels of management Strong organizational skills including the ability to adapt to shifting priorities and meet frequent deadlines, Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability. Highly resourceful and collaborative team player, with the ability to also be independently effective and exude initiative and a sense of urgency. Exemplifies our customer-focused, action-oriented, results-driven culture. Forward-looking thinker, who actively seeks opportunities, has a desire for continuous learning, and proposes solutions. Ability to act with discretion and maintain complete confidentiality. Dedicated to the firm’s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor. This role is not eligible for employment-based immigration sponsorship. Applicants must be legally authorized to work in the United States without employer sponsorship, now or in the future. Equal Employment Opportunity Russell Investments is committed to providing equal employment opportunities for all associates and employment applicants regardless of race, religion, ancestry, creed, color, gender (including gender identity which refers to a person's actual or perceived sex, and includes self-image, appearance, behavior or expression, whether or not different from that traditionally associated with a person's biological sex), age, national origin, citizenship status, disability, medical condition, military status, veteran status, marital status, sexual orientation, past or present unemployment status , or any other characteristic protected by law. #J-18808-Ljbffr Russell Investments

Job Tags

Visa sponsorship, Shift work,

Similar Jobs

C&D llp

Manager, CPA - Tax Job at C&D llp

C&D CPAs & Advisors is searching for an experienced Manager CPA to join our exceptional team of professionals. In-office opportunities in Solvang and Santa Barbara, California. Remote eligible within US states in the Pacific time zone - California, Idaho, Nevada, Oregon... 

Ready Every Second Solar

High Paying Roofing/Solar Appointment Setter Position Job at Ready Every Second Solar

 ...enjoyable! This is because we here at Ready Solar/Roofing believe that hard work deserves High Reward. This is a HIGH PAYING appointment setters' position no experience is required. We are looking for reliable and eager individuals who are willing to learn and put in... 

House Buyers of America

Real Estate Acquisition Consultant - Greater Baltimore/ DMV Area Job at House Buyers of America

 ...Job Description Job Description Salary: The Real Estate Acquisition Consultant is responsible for buying homes for House Buyers of America. This person will follow up on leads, value houses, estimate repairs and close deals in addition to performing extensive due... 

BCForward

Trade Specialist Job at BCForward

 ...Description Job Description Job Title - Trade operations specialist Job Location - Jersey City, NJ 07311 Duration - 6 Months...  ...Guided by our core values of People-Centric, Optimism, Excellence, Diversity, and Accountability, our professionals have helped our clients... 

American Income Life

Virtual Military Policy Advisor - Entry Level Job at American Income Life

 ...interest of community wellness, all interviews will be conducted via Zoom video conferencing . American Income Life is an international Company protecting working families in the United States, Canada, New Zealand, and through our wholly-owned subsidiary, National...